Head of Compliance - Private Equity

Recruiter
Danos Consulting
Location
London
Salary
£150,000
Posted
27 Nov 2021
Closes
29 Nov 2021
Ref
2685418879
Position/Level
Professional / Specialist
Responsibilities
Analyst
Sector
Other
Contract Type
Permanent
Language
English
Responsibilities:
  • Advising senior staff on regulatory obligations and how to meet those obligations
  • Assisting the Global Head of Compliance on leading the UK compliance team;
  • Drafting new policies, periodic reports and ad hoc advisory memos;
  • Ensuring that the UK compliance programme is compatible with the firm's global compliance programme, aims and culture;
  • Assisting with the firms' corporate governance - e.g. advising boards of directors;
  • Providing support on a wide variety of domestic and international regulatory matters.

Key Requirements:
  • Ideally a lawyer with minimum 10 years PQE within financial services experience or a committed compliance professional with strong, relevant experience and an analytical mindset
  • Ideally previous experience as an SMF16 or previously as a CF10.
  • Strong and rounded experience of FCA rules and an understanding of MiFID and/or AIFMD is necessary.

Please contact Bradley Handelaar at Danos Consulting if you are keen to learn more about the role.