Head of Compliance - Private Equity
- Employer
- Danos Consulting
- Location
- London
- Salary
- £150,000
- Closing date
- 29 Nov 2021
View more
- Sector
- Other
- Responsibilities
- Analyst
- Position/Level
- Professional / Specialist
- Contract Type
- Permanent
- Language
- English
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Responsibilities:
Key Requirements:
Please contact Bradley Handelaar at Danos Consulting if you are keen to learn more about the role.
- Advising senior staff on regulatory obligations and how to meet those obligations
- Assisting the Global Head of Compliance on leading the UK compliance team;
- Drafting new policies, periodic reports and ad hoc advisory memos;
- Ensuring that the UK compliance programme is compatible with the firm's global compliance programme, aims and culture;
- Assisting with the firms' corporate governance - e.g. advising boards of directors;
- Providing support on a wide variety of domestic and international regulatory matters.
Key Requirements:
- Ideally a lawyer with minimum 10 years PQE within financial services experience or a committed compliance professional with strong, relevant experience and an analytical mindset
- Ideally previous experience as an SMF16 or previously as a CF10.
- Strong and rounded experience of FCA rules and an understanding of MiFID and/or AIFMD is necessary.
Please contact Bradley Handelaar at Danos Consulting if you are keen to learn more about the role.
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