Head of Compliance Oversight (SMF16)

Recruiter
Prime Personnel
Location
London, South East England
Salary
120,000 - 150,000
Posted
12 Jan 2021
Closes
26 Jan 2021
Ref
1916719803
Position/Level
Professional / Specialist
Responsibilities
Analyst
Contract Type
Permanent
Language
English
An international bank is seeking an experienced and dynamic Head of Compliance.

Your responsibilities will include:
  • Managing Compliance department (team of 2) and being contact point for regulators (FCA & PRA)
  • Establishing/maintaining compliance policies and annual compliance plan
  • Implementation of regulatory implications for new product launches etc
  • Reviewing all forms of marketing material
  • Proactively identifying situations that may pose significant compliance risk
  • Ensuring effective corporate governance, systems and controls are in place
  • Maintaining compliance recordkeeping, FCA/PRA registrations, SMR certification and approvals etc

Your experience must include:
  • Proven relevant experience working as SMF16 gained within international banking with a good understanding of relevant UK regulatory rules
  • Strong analytical and problem solving skills
  • Proven staff management/training experience
  • Excellent communication skills
  • Degree educated