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Head of Business Standards

Employer
Huntswood
Location
Swindon, SN15JX
Salary
500 - 650 GBP Per Day
Closing date
23 May 2019

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Sector
Other
Responsibilities
Analyst
Position/Level
Professional / Specialist
Contract Type
Permanent
Language
English
Our client, a national financial advice business are looking to recruit a Head of Business Standards to coordinate and oversee the management and supervisory activity in place within the business to ensure the efficient delivery of good outcomes for their customers. This will be for an initial 6 month contract. Key responsibilities: Delivery of appropriate system and control changes related to the introduction of SM&CR Help define a central supervisory framework Oversee, update as necessary and maintain the T&C schemes across the group Participate in a regular structured review of the systems and controls in place across AR firms Participate in the design and development of training materials in respect of Conduct Rules within SM&CR Instigate remedial activity where there is evidence that standards are not being met Required knowledge & experience: Strong understanding of SM&CR Experience in Conduct Risk within an IFA Network Substantial T&C experience Strong and detailed knowledge of FCA rules and regulations Knowledge of SYSC within a network Level 4 diploma in financial planning (preferable) If you are interested in this exciting Head of Business Standards role and can start at short notice then please apply now.

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