Compliance Monitoring Consultant

Sheffield Howarth
London (Central)
Up to £1,200 per day (9-12 month assignment)
27 Nov 2018
11 Dec 2018
Risk / Compliance, Strategy
Contract Type
Contract / Interim

Our client, a global Fund Manager, requires a Compliance Monitoring Specialist to help enhance and oversee their front office monitoring and surveillance activities for the UK. 

Key requirements:

  • Significant compliance monitoring experience, specifically trade and communication surveillance, ideally in asset management business
  • Prior experience of market abuse and best execution is also preferred 
  • First hand front office experience would be advantageous, strong stakeholder management required
  • Good product knowledge, including equities, fixed income and derivatives is required. 

The successful individual is also required to advise on related existing and new regulations, policies and procedures, working closely with the first line of defence control group.

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