Head of Sox
A large City based Bank is looking for a Head of Sox to join their team.
This is a great opportunity to work at a Global level with a Global organisation.
Your main responsibilities will include:
Responsible for ensuring that the bank continues to maintain regulatory compliance with Sarbanes Oxley Act 302 & 404, including
Ensure SOx attestation process is fit for purpose to meet 302 and 404 requirements
Ensure successful completion of COSO 2013 enhancements to the SOx 404 attestation process
Ensure successful integration of the SOx framework into the Operational Risk Framework
Direct the process scoping and risk assessment processes, including leadership of Global Risk Assessment Committee
Half year and year end reporting for Group Disclosure Committee and Group Audit Committee
Identify and deliver any SOX training requirements
Monitor guidance and updates issued by regulators and determine impact on Group's SOX methodology
Liaise with Internal and External Audit, being main contact point for the SOX assessment
The role will report to the Chief Risk and Administration Officer in Global Finance and will be responsible for managing directly a global team based at the main markets within SOx scope.
To be successful, the role holder will need to work in partnership with the Head of Assurance, Global Processes Control Lead and Entity Level Control Coordinators, as well as with Global Operational Risk.
The nature of the role requires working in contact with senior executives in Finance, Internal and External Audit, Operational Risk, regulators, and Global Businesses and Global Functions across the Group.