Head of Compliance
InterQuest are currently assisting one of our UK based Foreign Banking clients with their search for Head of Compliance to join their small team based in Central London.
Ideal candidates would preferably have some experience within a UK based foreign banking organisation, and be familiar with communicating with a head office based overseas. The business are open to considering candidates who are ready for a step up into a Head of Compliance role but should be of reputable character and be able to hold a senior manager function position within a bank.
Some of the responsibilities of the role will be developing and implementing the compliance strategy in order to meet the Regulatory requirements. Preparing and implementing a risk-based annual Compliance Monitoring Programme, reporting any deficiencies to Senior Management on a monthly basis, and recommend corrective actions to be taken by the bank. You will be maintaining compliance records such as the Complaints Register, FCA/PRA registrations, etc.
Candidates must be eligible to work in the UK as sponsorship is not available for this role.
Please get in touch with Richard Miller for further information!