Head of Compliance - Part-time

Recruiter
MERJE Ltd
Location
London (West), London (Greater)
Salary
£150,000 (Pro Rata)
Posted
30 Jan 2019
Closes
13 Feb 2019
Ref
EM/15375
Position/Level
Department Head
Responsibilities
Risk / Compliance, Strategy
Contract Type
Part-time
Language
English

A role of Part-time Head of Compliance (3 days a week) has become available for a boutique Wealth Management business in West London.

The main responsibilities would include:

  • Oversee the Compliance function to make sure full compliance with external regulations, internal procedures and efficient operational standards
  • Make sure the business maintains effective systems and controls through provision of adequate compliance resources, strategies, policies, monitoring programmes, compliance reviews etc.
  • Accountable for the effective delivery of Compliance Advisory, Assurance, Policy and Framework activities
  • Contributing to providing positive compliance environment in the business
  • Responsible for building and oversight of businesses financial crime function (systems and controls) as an MLRO
  • Responsible for oversight and implementation of AML, Anti-Bribery, Fraud, Cyber-crime and other relevant systems & controls

Key requirements:

  • Extensive previous experience in relevant industry
  • Previous CF10 / CF11 holder and relevant experience
  • Proven ability to consistently make practical decisions
  • Strong analytical and research skills
  • Strong stakeholder management skills
  • Excellent communication skills (verbal and written)

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