Associate/VP - Asset Management Compliance

United States / New York
$200k per annum
19 Aug 2014
02 Sep 2014
Senior Manager
Asset Management, Compliance
Contract Type

Key Deliverables:

  • Asset Management Compliance is seeking a Senior Associate or Vice President to assist the Chief Compliance Officer in connection with building the compliance program for three new fund product lines (business development company, closed end fund, and an Alternative Multi Managed 40 Act Fund).
  • The individual will also be assisting in the oversight of the external sub-advisers to the Alternative Multi Managed Fund and other service providers, e.g. fund administrator, transfer agent. The oversight includes but is not limited to onsite visits, review of policies and procedures, additional due diligence tasks and testing.
  • The individual will interact with different business lines and control functions, both internal and external including, Operations, Controllers, Fund Services and Product Management and will assist the CCO in connection with preparing Board materials.

Desired Skills:

  • The ideal candidate should be risk and control focused, detailed oriented with the ability to multi-task, have strong written and oral communication skills, and have the ability to work in a very fast paced and demanding environment. 

This is a great opportunity to grow your compliance career and enhance your knowledge and skill at a premier financial services firm. If you would like to apply for this role or find out more, please apply online or contact Shane Jeffery at Robert Walters via email or call +1 212 704 9900 quoting the Reference 160130.